Application management
We prepare the full submission and manage the questions from the regulator until approval.
Company setup
Build a regulated brokerage on solid ground
From the business plan to the last regulator question, we guide your application and build the operations a regulator expects.
What is included
- Regulator and jurisdiction selection
- Business plan and financial projections
- Compliance, AML and risk policies
- Guidance on key people and governance
- Capital adequacy planning
- Back office and reports ready for audit
Why brokers choose it
Compliance framework
AML, KYC, client classification, best execution and complaints policies, written for your business.
Governance and people
Guidance on directors, compliance officers and the local substance that a regulator requires.
Reporting ready
Back office and reports that support transaction reporting, client money rules and audits.
How it works
- 1
Assessment
We check your plan against the requirements of the regulator.
- 2
Preparation
We write the business plan, the policies and the application.
- 3
Submission
We file the application and answer every regulator question.
- 4
Operation
We set up the systems and reports for ongoing compliance.
Common questions
Which regulators do you work with?
We support applications in several onshore and mid-shore jurisdictions. Tell us your target markets and we recommend the best options.
How much capital do I need?
Minimum capital depends on the regulator and the licence type. We give you the exact figures for each option before you decide.
Do you provide compliance officers?
We help you find and onboard qualified people. Our consultants also support your team after approval.
Ready to launch your brokerage?
Book a call with our team. We map your plan, timeline and costs in one conversation.